About Us

We are headquartered in Omaha, Nebraska and are a subsidiary of The Ultimus Group, LLC. As a company born and managed from investment advisor roots, we understand the challenges you face. What affects you affects us. Whether you’re using our distribution services to access hundreds of established selling agreements, process 12b-1 payments, trade via the NSCC, or submit materials for advertising review, you’ll find no better advocate than Northern Lights Distributors, LLC to help you navigate the complexities of mutual fund distribution.

Meet the Team

Executive Team

Bill Strait
Mike Nielsen
Chief Compliance Officer

Compliance Team

Gary Danahy
Compliance Program Director
Janelle Hardy
VP, Compliance
Chris Wendt
Compliance Specialist
Megan Happel
Compliance Specialist

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