Navigate

Advocate

Collaborate

Welcome

Northern Lights Distributors, LLC is a broker-dealer specializing in mutual fund distribution. We help our fund clients navigate the distribution universe by offering a high touch service and collaboration with financial intermediaries and industry partners.

Navigate

All of our clients are assigned a Compliance Specialist who will help you to navigate through applicable State, Federal and FINRA regulations.

Advocate

We assist our clients to establish industry partnerships through our network of hundreds of established selling agreements with wire houses, independent broker-dealers, regional broker-dealers, banks and trust companies.

Collaborate

We view our relationship with our clients as a collaborative partnership. Through our affiliate we can provide introductions to industry experts focused on marketing, public relations, web and media.

Meet the Team

Executive Team

Kevin M. Guerette

President

Bill Strait

General Counsel

Stephen Preston

Chief Compliance Officer

Douglas Jones

Vice President

Check the background of investment professionals on FINRA’s BrokerCheck.