Mike Nielsen

Chief Compliance Officer

Mike Nielsen joined Northern Lights Distributors, LLC in January of 2006.  Mr. Nielsen has been the Chief Compliance Officer since July 2008 where his duties include, developing and administering the policies and procedures for the firm, maintaining the firm’s books and records, executing and processing agreements, advertising review, supervision of 12b-1 processes and payments and general oversight of the firm’s daily operations.

Mr. Nielsen graduated from Brigham Young University with a Bachelor of Science Degree in Business Finance.  Mr. Nielsen currently holds the Series 7, 24, 53, 66 and 99 securities registrations.  While away from the office Mr. Nielsen shares an interest in construction and enjoys boating, snowboarding and spending time with his family.

Meet the Team

Executive Team

Bill Strait
Mike Nielsen
Chief Compliance Officer

Compliance Team

Gary Danahy
Compliance Program Director
Janelle Hardy
VP, Compliance
Chris Wendt
Compliance Specialist
Megan Happel
Compliance Specialist

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